NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED

NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED of DUBLIN is an SEC exempt reporting adviser (CRD 300727).

Registration

Officers, owners & control persons (15)

NameRoleLocation
John FallonCHIEF COMPLIANCE OFFICERNew York, NY
Grainne AlexanderINDEPENDENT DIRECTORDublin 2, L2
Deborah ReidyINDEPENDENT DIRECTOR—
Mary BradyDIRECTOR; EXECUTIVE DIRECTOR—
John Daniel O'CallaghanDIRECTOR; EXECUTIVE DIRECTOR—
Chrystelle Marie Charles-BarralINDEPENDENT DIRECTOR; NON-EXECUTIVE DIRECTOR—
VAN SETTEN LODEWIJK DIRKDIRECTOR—
STYMAN NICKCHIEF COMPLIANCE OFFICER—
GREEN MICHELEDIRECTOR, GENERAL COUNSEL—
HARVEY JAMES CHARLES FRAZERDIRECTOR—
ALEXANDER GRAINNEINDEPENDENT DIRECTOR—
Reidy DeborahINDEPENDENT DIRECTOR—
BRADY MARYDIRECTOR—
O'CALLAGHAN JOHN DANIELDIRECTOR—
FALLON JOHNCHIEF COMPLIANCE OFFICER—

Disclosures (7)

InitiatedTypeAllegationsStatusAmount
2024-08-13regulatoryTHE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINEOn Appeal$800K
2024-08-13regulatoryTHE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINEFinal$580K
—regulatory———

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
NEUBERGER BERMAN GLOBAL BOND FUNDOther Private FundIreland38$101.8M$1K

Fund service providers (1)

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