FOUNDRY WEALTH ADVISORS, LLC of BALTIMORE, MD is an SEC-registered investment adviser (CRD 300794). Regulatory assets under management: $163.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Marianne Dorian Mattran | PRESIDENT & CO-FOUNDER | — |
| Donald Albert Mattran | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR & CO-FOUNDER | — |
| MATTRAN MARIANNE DORIAN | PRESIDENT & CO-FOUNDER | — |
| MATTRAN DONALD ALBERT | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR & CO-FOUNDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2010-07-20 | regulatory | INADEQUATE SUPERVISION | Final | $10K |
| 2010-07-10 | regulatory | INADEQUATE SUPERVISION | Final | $10K |