NOTION CAPITAL

NOTION CAPITAL of LONDON is an SEC exempt reporting adviser (CRD 301084). This firm reports disciplinary history on Form ADV.

Registration

Officers, owners & control persons (13)

NameRoleLocation
Stephen Charles ChandlerMEMBERLondon, X0
CHANDLER STEPHEN CHARLESMEMBER
TOTTMAN CHRISTOPHER EDWARDMEMBER
Milbourn Ian LeathleyMEMBER
White Jocelyn ChristoperMEMBER
Norris William Patrick GarethMEMBER
del Rio Juan Pablo NMNMEMBER
Ian Leathley MilbournMEMBER
Jocelyn Christoper WhiteMEMBER
Christopher Edward TottmanMEMBER
William Patrick Gareth NorrisMEMBER
Itxaso Nmn Del Palacio AguirreMEMBER
Kamil MieczakowskMEMBER

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2017-01-20regulatoryNOTION CAPITAL MANAGERS LLP HAD ITS LICENCE REVOKED AFTER IT FAILED TO FILE CERTAIN FINANCIAL RETURNS WITH ITS REGULATOR. CHANGES OF OFFICE MEANT THAT REMINDERS DID NOT REACH THE FIRM. ON 18TH DECEMBER 2017 THE FIRM WAS RE AUTHORISED BY THE FCA.Final

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