NOTION CAPITAL
NOTION CAPITAL of LONDON is an SEC exempt reporting adviser (CRD 301084). This firm reports disciplinary history on Form ADV.
Registration
- CRD: 301084
- SEC file number: 802-117151
- Type: Exempt reporting adviser
- Location: 91 WIMPOLE STREET, LONDON, W1G 0EF
- Phone: +447919881986
- Latest filing: 2026-08-25
Officers, owners & control persons (13)
Disclosures (2)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2017-01-20 | regulatory | NOTION CAPITAL MANAGERS LLP HAD ITS LICENCE REVOKED AFTER IT FAILED TO FILE CERTAIN FINANCIAL RETURNS WITH ITS REGULATOR. CHANGES OF OFFICE MEANT THAT REMINDERS DID NOT REACH THE FIRM. ON 18TH DECEMBER 2017 THE FIRM WAS RE AUTHORISED BY THE FCA. | Final | — |
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