BASELINE PARTNERS LLC of MESA, AZ is an SEC-registered investment adviser (CRD 301762). Regulatory assets under management: $75.3M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Patrick Reneer Cardon | MANAGING PARTNER; MEMBER | — |
| Joshua David Davis | MEMBER; PARTNER | — |
| Debbie Louise Burris | CHIEF COMPLIANCE OFFICER | — |
| DAVIS DAVID | MEMBER; PARTNER | — |
| CARDON PATRICK RENEER | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER (+1 more) | — |
| GRUENEWALD BONITA ROBYN | CHIEF COMPLIANCE OFFICER | — |
| BURRIS DEBBIE LOUISE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-02-25 | civil | NEGLIGENT MISREPRESENTATION, BREACH OF FIDUCIARY DUTY, COMMON LAW FRAUD, VIOLATION OF ILLINOIS UNIFORM DECEPTIVE TRADE PRACTICES ACT, VIOLATION OF SECTION 20(A) OF THE EXCHANGE ACT, VIOLATION OF ILLINOIS SECURITIES LAW. | Pending | — |
| 2020-03-16 | civil | MISREPRESENTATIONS, CONCEALMENT AND MISMANAGEMENT. | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | 9178280021 |
| — | — | 1 | 9178280021 |