SOBEL FINANCIAL LLC

SOBEL FINANCIAL LLC of DENVER, CO is an SEC-registered investment adviser (CRD 304019). Regulatory assets under management: $16.6M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 304019
• Type: Registered investment adviser
• Location: 2000 S. COLORADO BLVD., DENVER, CO, 80222
• Phone: 720-583-8222
• Latest filing: 2026-03-09
• Regulatory AUM: $16.6M
• Non-discretionary AUM: $16.6M
• Clients: 1
• Accounts: 123

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 304019 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search