PRINCE, WILLIAM L

PRINCE, WILLIAM L of LA JOLLA, CA is an SEC-registered investment adviser (CRD 304072). Regulatory assets under management: $7.9M.

Registration

• CRD: 304072
• SEC file number: 801-116980
• Type: Registered investment adviser
• Location: 3128 ALMAHURST ROW, LA JOLLA, CA, 92037
• Phone: 310-927-5381
• Latest filing: 2026-03-25
• Regulatory AUM: $7.9M
• Discretionary AUM: $7.9M
• Clients: 1
• Accounts: 5

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• CRD 304072 on SEC IAPD (source of record)
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