FIRST SENTIER INVESTORS (IRELAND) LIMITED of DUBLIN 2 is an SEC-registered investment adviser (CRD 304423). Regulatory assets under management: $28.5B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
Showing 25 of 28 people.
| Name | Role | Location |
|---|---|---|
| Gary Nicholas Cotton | NON-EXECUTIVE DIRECTOR | London, X0 |
| Lisa Jane Warburton | GROUP GENERAL COUNSEL | — |
| Amanda Renee Gazal | CHIEF OPERATING OFFICER | — |
| Harry Patrick Moore | GROUP CHIEF EXECUTIVE OFFICER | — |
| Ashley Thomas Armstrong Conn | CHIEF FINANCIAL AND STRATEGY OFFICER | — |
| Bronwyn Corinna Wright | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Peter Charles Blessing | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Raymond Derek Cullivan | HEAD OF FSI IRELAND | — |
| Aoife Claire Connolly | CAPITAL AND FINANCIAL MANAGEMENT OVERSIGHT LEAD | — |
| Sharon Courtney Plunkett | HEAD OF COMPLIANCE | — |
| Baronet Kerry-Leigh | NON-EXECUTIVE DIRECTOR | — |
| Ada Harte | NON-EXECUTIVE DIRECTOR | — |
| HILDERLY ADRIAN PATRICK JOHN | CHIEF EXECUTIVE DIRECTOR, HEAD OF FSI IRELAND | — |
| TURPIN CHRISTIAN RICHARD | NON-EXECUTIVE DIRECTOR | — |
| COTTON GARY NICHOLAS | NON-EXECUTIVE DIRECTOR | — |
| Evans Suzanne Clare | GLOBAL CHIEF FINANCIAL OFFICER | — |
| salter shayne daniel | HEAD OF FINANCE EMEA | — |
| Wright Bronwyn Corinna | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Blessing Peter Charles | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Galvin Joanna | CHIEF COMPLIANCE OFFICER | — |
| McManus Timothy Bede | CFO SENIOR MANAGER, FINANCE AND INVESTMENT TAX | — |
| Warburton Lisa Jane | GROUP GENERAL COUNSEL | — |
| Cullivan Raymond Derek | HEAD OF FSI IRELAND | — |
| Gazal Amanda Renee | CHIEF OPERATING OFFICER | — |
| CONNOLLY AOIFE CLAIRE | CAPITAL AND FINANCIAL MANAGEMENT OVERSIGHT LEAD | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-06-06 | regulatory | ON JUNE 6, 2019, SWITZERLAND'S COMPETITION COMMISSION (THE "COMPETITION COMMISSION") CONCLUDED AMICABLE SETTLEMENTS WITH SEVERAL BANKS, INCLUDING AFFILIATE MUFG BANK LTD. ("MUFG BANK"), AND FINED THE BANKS FOR PARTICIPATING IN ANTI-COMPETITIVE ARRANGEMENTS IN FOREIGN EXCHANGE SPOT TRADING. THE COMPE… | Final | $1.5M |
| 2019-05-16 | regulatory | ON MAY 16, 2019, THE EUROPEAN COMMISSION (THE "COMMISSION") IN A SETTLEMENT DECISION FINED AFFILIATE MUFG BANK LTD. ("MUFG BANK") ALONG WITH SEVERAL OTHER BANKS FOR VIOLATING EUROPEAN UNION ANTITRUST RULES IN CONNECTION WITH TRADING IN THE SPOT FOREIGN EXCHANGE MARKET FOR 11 CURRENCIES. THE COMMISSI… | Final | $77.9M |
| 2019-02-22 | regulatory | THE OCC ISSUED ON FEBRUARY 22, 2019 A CEASE AND DESIST ORDER AGAINST THE NEW YORK (PRIMARY), CHICAGO,AND LOS ANGELES FEDERAL BRANCHES OF THE FIRM'S AFFILIATE, MUFG BANK, LTD., TOKYO, JAPAN, FOR VIOLATING THEBANK SECRECY ACT (BSA) AND ITS UNDERLYING REGULATIONS. THE OCC FOUND THE BRANCHES' BSA COMPLI… | Final | — |
| 2017-11-08 | civil | FOLLOWING AFFILIATE MUFG BANK'S CONVERSION OF ITS STATE BANKING LICENSES ISSUED BY THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ("DFS") TO FEDERAL BANKING LICENSES ISSUED BY THE OFFICE OF THE COMPTROLLER OF THE CURRENCY IN NOVEMBER 2017, DFS ISSUED AN ORDER ASSERTING CONTINUING REGULATORY AUT… | Final | $33.0M |
| 2017-02-09 | regulatory | THE PRUDENTIAL REGULATION AUTHORITY ("PRA") IMPOSED A FINE OF 17.85M POUNDS ON MUFG AND A FINE OF 8.925MPOUNDS ON MUFG SECURITIES EMEA PLC FOR FAILING TO BE OPEN AND COOPERATIVE WITH THE PRA IN RELATION TO AN ENFORCEMENT ACTION ON MUFG BY THE NEW YORK DEPARTMENT OF FINANCIAL SERVICES | Final | $10.8M |
| 2015-02-19 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS OR CONCLUSIONS IN THE ORDER, MUFG CONSENTED TO THE ENTRYOF THE ORDER WHICH FOUND THAT FROM AT LEAST JULY 2009 TO DECEMBER 2014, MUFG, BY AND THROUGH ONE OF ITSTRADERS LOCATED IN JAPAN, ENGAGED IN THE DISRUPTIVE TRADING PRACTICE OF "SPOOFING" VARIOUS FUTURES… | Final | $600K |
| 2014-11-18 | regulatory | MUFG WRONGFULLY MISLED THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES (DFS) IN CONNECTION WITH ITS UNDERSTANDING OF MUFG'S U.S. DOLLAR CLEARING SERVICES ON BEHALF OF SANCTIONED SUNDANESE, IRANIAN AND BURMESE PARTIES. UNDER THE TERMS OF THE AGREEMENT WITH DFS, MUFG HAS MADE A PAYMENT OF US$315MI… | Final | $315.0M |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| EUROPEAN DIVERSIFIED INFRASTRUCTURE FUND III SCSP | Private Equity Fund | Luxembourg | 200 | $6.2B | $12.0M |
| INFRASTRUCTURE (LUX) III S.C.A. SICAV-RAIF - FSRU CO-INVEST | Private Equity Fund | Luxembourg | 4 | $151.8M | $11.0M |
| EDIF IV FEEDER FUND S.C.A SICAV-RAIF | Private Equity Fund | Luxembourg | 0 | — | $12.0M |
| EUROPEAN DIVERSIFIED INFRASTRUCTURE FUND IV SCSP | Private Equity Fund | Luxembourg | 0 | — | $12.0M |