RAND CAPITAL MANAGEMENT LLC

RAND CAPITAL MANAGEMENT LLC of BUFFALO, NY is an SEC-registered investment adviser (CRD 304504). Regulatory assets under management: $136.7M.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Daniel Patrick PenberthyCO-CHIEF EXECUTIVE OFFICER
James Stuart MorrowCO-OWNER
Brechtel Whalen MargaretCHIEF FINANCIAL OFFICER
Kristen Marie CammarataCHIEF COMPLIANCE OFFICER
Oliver Scott BarfieldCO-CHIEF EXECUTIVE OFFICERAtlanta, GA
PEGULA TERRENCE MCO-OWNER; MEMBER
PEGULA KIM SCO-OWNER; MEMBER
CAMMARATA KRISTEN MARIECHIEF COMPLIANCE OFFICER
Morrow James StuartCO-OWNER
Collins Brian MatthewMANAGER; OWNER; SOLE MEMBER
Grum Allen FCHIEF EXECUTIVE OFFICER
Penberthy Daniel PatrickCHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CO-CHIEF EXECUTIVE OFFICER
Gusky AdamMANAGER
Margaret Brechtel WCHIEF FINANCIAL OFFICER
BARFIELD OLIVER SCOTTCO-CHIEF EXECUTIVE OFFICER

Private funds (2)

FundTypeFormedOwnersGross asset valueMin investment
CALLODINE STRATEGIC CREDIT FUND II, LPPrivate Equity FundDelaware4$53.7M$500K
BLUEARC MEZZANINE PARTNERS I, LPPrivate Equity FundGeorgia1$20.1M$500K

Branch offices (4)

CityStateEmployeesPhone
ATLANTAGA3404-795-6468
ATLANTAGA3404-795-6468
1646-325-7277
1646-325-7277

Fund service providers (3)

More on this firm