CHURCHILL DLC ADVISOR LLC

CHURCHILL DLC ADVISOR LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 304945). Regulatory assets under management: $2.1B.

Registration

Business model

Compensation: % of AUM, Performance.

Officers, owners & control persons (22)

NameRoleLocation
John David McCallyGENERAL COUNSEL & SENIOR MANAGING DIRECTORNew York, NY
Kenneth John KencelCHIEF EXECUTIVE OFFICER & PRESIDENT
Shaul Nmn VichnessCHIEF FINANCIAL OFFICER & SENIOR MANAGING DIRECTOR
Charmagne Beth KukulkaMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; PRINCIPAL, CHIEF COMPLIANCE OFFICER
MCCARTHY ANTHONY JSECRETARY & GENERAL COUNSEL
KENCEL KENNETH JOHNCHIEF EXECUTIVE OFFICER & PRESIDENT
COX CHRISTOPHER BIDDENCHIEF RISK OFFICER & SENIOR MANAGING DIRECTOR
HEILBRUNN DAVID ALANSENIOR MANAGING DIRECTOR
KURTESON GEORGE FRANKLINSENIOR MANAGING DIRECTOR
SCHWIMMER DURANT DAVIDSENIOR MANAGING DIRECTOR
GRENVILLE THOMAS EMILCHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR
PIERRE-MERRITT MARJORIE NMNVICE PRESIDENT & CORPORATE SECRETARY
GUTIERREZ JORGE CLAUDIOTREASURER & VICE PRESIDENT
VICHNESS SHAUL NMNCHIEF FINANCIAL OFFICER & SENIOR MANAGING DIRECTOR
MCCALLY JOHN DAVIDASSISTANT SECRETARY & MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SENIOR MANAGING DIRECTOR; GENERAL COUNSEL & SENIOR MANAGING DIRECTOR
MINAYA JOSE MANUELSENIOR MANAGING DIRECTOR
WACHTER AUSTIN PENNMANAGING DIRECTOR AND CONTROLLER
MCNALLY HEATHER CLARKPRINCIPAL
Grenville ThomasCHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR
ACOSTA JANET ELIZABETHASSISTANT SECRETARY
LINETT MATHEW IANSENIOR MANAGING DIRECTOR
KUKULKA CHARMAGNE BETHPRINCIPAL, CHIEF COMPLIANCE OFFICER

Disclosures (7)

InitiatedTypeAllegationsStatusAmount
2020-03-02regulatoryTHE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN…Final$18K
2016-03-17regulatoryALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS.Final$18K
2014-06-30regulatoryALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS.Final$2K

Branch offices (6)

CityStateEmployeesPhone
CHARLOTTENC212124789200
CHICAGOIL112124789200
EL SEGUNDOCA62124789200
EL SEGUNDOCA62124789200
PALM BEACH GARDENSFL22124789200
PALM BEACH GARDENSFL22124789200

More on this firm