MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (CANADA) CORP. of TORONTO, ONTARIO is an SEC exempt reporting adviser (CRD 306318).
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Vipon Ghai | CHAIR | Boston, MA |
| Scott Gordon | DIRECTOR | Henderson, NV |
| Rishi Kapur | DIRECTOR | Jersey City, NJ |
| Gordon Scott | DIRECTOR | Odessa, FL |
| James William Bogle | CHIEF FINANCIAL OFFICER | — |
| Kenneth Gennady Pogrin | DIRECTOR | — |
| Trevor Kreel | DIRECTOR | — |
| Anna Sidiropoulos | CHIEF COMPLIANCE OFFICER | — |
| Katelyn Roscoe | DIRECTOR | — |
| Austin Kent Fruson | CHIEF LEGAL OFFICER AND SECRETARY | — |
| CAMPANELLA JENNIFER LYNNE TOONE | CHIEF LEGAL OFFICER | — |
| POGRIN KENNETH GENNADY | CHIEF LEGAL OFFICER/SECRETARY; DIRECTOR | — |
| PRATT JASON MICHAEL | APPOINTED COMPLIANCE REPRESENTATIVE | — |
| MCPADDEN WILLIAM GERARD | DIRECTOR | — |
| ANDERSON JOHN CRIST SHERWOOD | DIRECTOR | — |
| Feinberg Kristie | DIRECTOR | — |
| Bogle James William | CHIEF FINANCIAL OFFICER | — |
| Ghai Vipon | CHAIR; DIRECTOR | — |
| Schumacher Christoph | DIRECTOR | — |
| Pogrin Kenneth | DIRECTOR | — |
| SCHUMACHER CHRISTOPH HCH | DIRECTOR | — |
| Willcocks Edward M | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| Shaw Karen | CHEIF LEGAL OFFICER AND SECRETARY | — |
| Rachfalowski Henry | DIRECTOR | — |
| Ali Mushtaque | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-23 | regulatory | BC FINANCIAL SERVICES AUTHORITY FOUND THE CONTRACT AND RELATED ADVERTISING UNFAIR AND POTENTIALLY MISLEADING; FAILURES IN PRIVACY / OUTSOURCING COMPLIANCE; FAILURES IN COMMUNICATION WITH INSURED CAUSING HARM. | Final | — |
| 2017-11-23 | regulatory | THE MANUFACTURERS LIFE INSURANCE COMPANY ALLOWED RESTRICTED AGENTS TO ACT WHILE NOT HOLDING A VALID CERTIFICATE OF AUTHORITY CONTRARY TO SECTION 452(5) OF THE INSURANCE ACT (ALBERTA) AND COMPENSATING AN UNLICENSED RESTRICTED INSURANCE AGENT CONTRARY TO THE PROVISIONS OF SECTION 499(1) OF THE INSURAN… | Final | $5K |
| 2017-09-28 | regulatory | THE MANUFACTURERS LIFE INSURANCE COMPANY DISTRIBUTED HOSPITAL INSURANCE POLICIES TO SEARS CUSTOMERS THROUGH PERSONS WHO WERE NOT LICENSED WITH THE AUTORITE DES MARCHES FINANCIERS FOR THIS PURPOSE, THUS CONTRAVENING SECTIONS 461,462,470 AND 491 OF THE ACT RESPECTING THE DISTRIBUTION OF FINANCIAL PROD… | Final | $350K |
| 2014-04-22 | regulatory | UNAUTHORIZED AGENTS IN THE PROVINCE OF ALBERTA | Final | $5K |