PALMER SQUARE BDC ADVISOR LLC

PALMER SQUARE BDC ADVISOR LLC of MISSION WOODS, KS is an SEC-registered investment adviser (CRD 306742). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Officers, owners & control persons (13)

NameRoleLocation
Christopher Dale LongCHIEF EXECUTIVE OFFICER; TRUSTEELeawood, KS
Angie Knighton LongTRUSTEEMISSION WOODS, KS
Scott Andrew BetzCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER—
Jeffrey Doerr FoxCHIEF FINANCIAL OFFICER—
Benjamin David WiesenfeldCHIEF COMPLIANCE OFFICER—
LONG CHRISTOPHER DALECHIEF EXECUTIVE OFFICER; TRUSTEE—
LONG ANGIE KTRUSTEE—
BETZ ANDREWCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER—
BETZ SCOTT ACHIEF COMPLIANCE OFFICER—
FOX JEFFREY DEANCHIEF FINANCIAL OFFICER—
Fox Jeffrey DoerrCHIEF FINANCIAL OFFICER—
LONG ANGIE KNIGHTONTRUSTEE—
BRICE STACY RENEECHIEF COMPLIANCE OFFICER—

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2020-02-14regulatoryTHE SETTLED ORDER PROVIDES THAT AN ADVISORY AFFILIATE OF ADVISER, PALMER SQUARE CAPITAL MANAGEMENT LLC, VIOLATED CERTAIN PROVISIONS OF THE INVESTMENT ADVISERS ACT AND INVESTMENT COMPANY ACT IN CONNECTION WITH CERTAIN CROSS TRADING ACTIVITY.Final$450K

Branch offices (4)

CityStateEmployeesPhone
LONDON—78169943200
LONDON—78169943200
——29702396379
——29702396379

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