| 2024-05-29 | regulatory | THIS MATTER CONCERNS VIOLATIONS OF THE ADVISERS ACT BY MASS AVE GLOBAL INC. ("MASSAVE" OR "THE FIRM"), FORMERLY A REGISTERED INVESTMENT ADVISER, AND FENG, MASSAVE'S CO-FOUNDER, CHIEF EXECUTIVE OFFICER, MAJORITY OWNER, PORTFOLIO MANAGER, AND CHIEF INVESTMENT OFFICER, FOR MAKING MATERIALLY FALSE AND M… | Final | $250K |
| 2024-05-29 | regulatory | THIS MATTER CONCERNS VIOLATIONS OF THE ADVISERS ACT BY MASSAVE, FORMERLY A REGISTERED INVESTMENT ADVISER, AND WINSTON MUBAI FENG ("FENG"), MASSAVE'S CO-FOUNDER, CHIEF EXECUTIVE OFFICER, MAJORITY OWNER, PORTFOLIO MANAGER, AND CHIEF INVESTMENT OFFICER, FOR MAKING MATERIALLY FALSE AND MISLEADING STATEM… | Final | $350K |