ELLIOTT INVESTMENT MANAGEMENT L.P. of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 307151). Regulatory assets under management: $128.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Joel David Thomas | CHIEF COMPLIANCE OFFICER | Scottsdale, AZ |
| Elliot Greenberg | VICE PRESIDENT | West Palm Beach, FL |
| Myron Kaplan | TRUSTEE | New York, NY |
| Paul Elliott Singer | CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, PRESIDENT; MANAGING MEMBER, PRESIDENT; PRESIDENT, DIRECTOR, SHAREHOLDER | — |
| Edward Thomas Joel | CHIEF COMPLIANCE OFFICER | — |
| Jonathan D Pollock | CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, CHIEF TRADING OFFICER | — |
| Zion Moshe Shohet | CHIEF OPERATING OFFICER, VICE PRESIDENT | — |
| Richard Benjamin Zabel | CHIEF LEGAL OFFICER, GENERAL COUNSEL, VICE PRESIDENT | — |
| Jean-Yves Magnan | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | — |
| Gordon Matthew Singer | TRUSTEE | — |
| SINGER PAUL ELLIOTT | CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, PRESIDENT; MANAGING MEMBER, PRESIDENT; PRESIDENT, DIRECTOR, SHAREHOLDER | — |
| POLLOCK JONATHAN D | CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, CHIEF TRADING OFFICER | — |
| SINGER GORDON MATTHEW | TRUSTEE | — |
| KAPLAN MYRON | TRUSTEE | — |
| MORRIS-SINGER ANDREW | TRUSTEE | — |
| GREENBERG ELLIOT | VICE PRESIDENT | — |
| SHOHET ZION MOSHE | CHIEF OPERATING OFFICER, VICE PRESIDENT | — |
| Zabel Richard Benjamin | CHIEF LEGAL OFFICER, GENERAL COUNSEL, VICE PRESIDENT | — |
| HOBBEHEYDAR JAIME | CHIEF MARKETING AND INVESTOR RELATIONS OFFICER | — |
| MAGNAN JEAN-YVES | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-25 | regulatory | ON OCTOBER 25, 2024, ELLIOTT INVESTMENT MANAGEMENT L.P. ("ELLIOTT") BECAME AWARE OF A NOTICE (THE "NOTICE") ISSUED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICGHT ("BAFIN"), ADDRESSED TO MR. PAUL SINGER, THE ULTIMATE CONTROL PERSON OF ELLIOTT, ALLEGING THAT ELLIOTT FAILED TO TIMELY FILE CERTAIN… | Final | — |
| 2019-12-23 | regulatory | ON DECEMBER 23, 2019, ELLIOTT CAPITAL ADVISORS, L.P. ("ECALP") RECEIVED, AND SUBSEQUENTLY ON DECEMBER 31, 2019, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED, A COPY OF AN AUTORITÉ DES MARCHÉS FINANCIERS (THE "AMF") INVESTIGATIVE REPORT (THE "REPORT") TO THE SANCTIONS COMMISSION OF THE AMF IN FRAN… | On Appeal | $20.3M |
| 2019-12-23 | regulatory | ON DECEMBER 23, 2019, ELLIOTT CAPITAL ADVISORS, L.P. ("ECALP") RECEIVED, AND SUBSEQUENTLY ON DECEMBER 31, 2019, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED, A COPY OF AN AUTORITE DES MARCHES FINANCIERS (THE "AMF") INVESTIGATIVE REPORT (THE "REPORT") TO THE SANCTIONS COMMISSION OF THE AMF IN FRAN… | Final | $20.3M |
| 2016-12-09 | regulatory | ON DECEMBER 9, 2016, THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI") ISSUED A "SHOW CAUSE NOTICE" (THE "NOTICE") UNDER SECTIONS 11, 11B AND 11(4) OF THE SEBI ACT, 1992, AND REGULATIONS 3(B), (C), (D) AND 4(1) OF THE SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR PRACTICE RELATING TO SECURITIES MARKE… | Final | — |
| 2015-07-08 | civil | THIS DRP DESCRIBES CIVIL LITIGATION RELATED TO ELLIOTT'S (AS HEREINAFTER DEFINED) DECISION NOT TO TENDER ITS SHARES OF NORBERT DENTRESSANGLE SA ("ND") IN A TENDER OFFER CONDUCTED BY XPO LOGISTICS, INC. AND XPO LOGISTICS FRANCE (COLLECTIVELY, "XPO"). XPO HAS ALLEGED THAT ELLIOTT CAPITAL ADVISORS, L.P… | Final | — |
| 2015-02-11 | regulatory | CERTAIN PRIVATE INVESTMENT FUND ENTITIES REFERENCED ABOVE IN PART I.A OF THIS DRP (EACH SUCH FUND, AN "ELLIOTT FUND") EACH SEPARATELY RECEIVED A LETTER FROM THE HELLENIC CAPITAL MARKET COMMISSION (THE "HCMC") REGARDING SHORT-SALE ORDERS FOR A SECURITY PLACED ON MAY 6, 2014. HCMC HAS ALLEGED THAT, IN… | Pending | — |
| 2014-10-28 | regulatory | ON MAY 8 AND MAY 9, 2014, THE ELLIOTT FUNDS ENGAGED IN TRANSACTIONS IN SOYBEAN MEAL FUTURES CONTRACTS THAT RESULTED IN THE ELLIOTT FUNDS HOLDING A FUTURES EQUIVALENT POSITION IN EXCESS OF THE STANDARD ALL MONTHS LIMIT UNDER CHICAGO BOARD OF TRADE RULE 562. | Final | $20K |
| 2014-10-28 | regulatory | ON APRIL 23, 2014, THE ELLIOTT FUNDS ENGAGED IN TRANSACTIONS IN NATURAL GAS FUTURES WHICH RESULTED IN THE ELLIOTT FUNDS HOLDING A FUTURES EQUIVALENT POSITION IN EXCESS OF THE SPOT MONTH POSITION LIMIT UNDER NEW YORK MERCANTILE EXCHANGE RULE 562. | Final | $30K |
| 2012-12-27 | regulatory | ON DECEMBER 28, 2012, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED A LETTER OF GRIEVANCE FROM THE FRENCH FINANCIAL MARKET REGULATOR, THE AUTORITÉ DES MARCHÉS FINANCIERS (THE "AMF"), STATING THAT EAUK MAY HAVE PURCHASED THE STOCK OF AUTOROUTES PARIS RHIN-RHÔNE ("APRR") BASED ON MATERIAL NONPUBLIC… | Final | $22.0M |
| 2012-12-27 | regulatory | ON DECEMBER 28, 2012, ELLIOTT ADVISORS (UK) LIMITED ("EAUK") RECEIVED A LETTER OF GRIEVANCE FROM THE FRENCH FINANCIAL MARKET REGULATOR, THE AUTORITE DES MARCHES FINANCIERS (THE "AMF"), STATING THAT EAUK MAY HAVE PURCHASED THE STOCK OF AUTOROUTES PARIS RHIN-RHONE ("APRR") BASED ON MATERIAL NONPUBLIC… | Final | $22.0M |