HOXTON WEALTH USA LLC of ORLANDO, FL is an SEC-registered investment adviser (CRD 307387). Regulatory assets under management: $803.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Jessica Michele Kushner | CHIEF COMPLIANCE OFFICER | — |
| Christopher Anthony Ball | CHIEF EXECUTIVE OFFICER/OWNER | — |
| Bradley Philip Spencer Hamilton | MANAGER | — |
| Justin Malcolm Burse | CHIEF COMPLIANCE OFFICER | — |
| HAMILTON BRADLEY PHILIP SPENCER | MANAGER | — |
| DONATELLI PHILIP ANDRU | CHIEF COMPLIANCE OFFICER | — |
| Ball Christopher Anthony | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/OWNER; OWNER | — |
| Tami M Pester | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-02-25 | civil | . THE COMPLAINT ALLEGED THAT MR. HAMILTON'S ACTIVITIES WHILE EMPLOYED AS AN INVESTMENT ADVISORY REPRESENTATIVE AT DEVERE USA, INC., MISLEAD PROSPECTIVE CLIENTS CONCERNING THE BENEFITS OF IRREVERSIBLY TRANSFERRING THEIR UNITED KINGDOM (UK) PENSIONS TO AN OFFSHORE PENSION PLAN AS WELL AS FAILING TO AC… | Final | $75K |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| DUBAI | — | 22 | 9714 2450200 |
| — | — | 1 | 737-249-9620 |
| — | — | 1 | 737-249-9620 |
| — | — | 1 | 737-249-9620 |
| — | — | 1 | 737-249-9620 |
| ORLANDO | FL | 1 | (407) 227-6675 |
| — | — | 1 | 737-249-9620 |
| BIRMINGHAM | — | 1 | (737) 249-9620 |
| — | — | 1 | 737-249-9620 |
| — | — | 1 | 737-249-9620 |
| — | — | 1 | 737-249-9620 |
| AUSTIN | TX | 0 | 737-249-9620 |