VENTURE CAPITAL INVESTMENT MANAGEMENT of SAN FRANCISCO, CA is an SEC exempt reporting adviser (CRD 307665).
| Name | Role | Location |
|---|---|---|
| John Paul Hullar | OWNER | San Francisco, CA |
| Elizabeth Boyer Hambrecht | CHEIF EXECUTIVE OFFICER | San Francisco, CA |
| William Robert Hambrecht | DIRECTOR | San Francisco, CA |
| Veronica Bryan | CHIEF OPERATIONS OFFICER | — |
| Eugene Alan Yates | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| HAMBRECHT WILLIAM ROBERT | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| HAMBRECHT ELIZABETH BOYER | CHEIF EXECUTIVE OFFICER; PRESIDENT | — |
| HULLAR JOHN PAUL | OWNER | — |
| BRYAN VERONICA | CHIEF OPERATIONS OFFICER | — |
| YATES EUGENE ALAN | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-03-28 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, WILLIAM HAMBRECHT CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE WILLFULLY FAILED TO AMEND HIS FORM U-4 TO TIMELY DISCLOSE UNSATISFIED JUDGMENTS RELATING TO OUTSIDE BUSINESSES TOTALING APPROXIMATELY $22.5 MILLION, WHICH WERE ENTERED AGAINST… | Final | $15K |
| 2016-01-05 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, ELIZABETH HAMBRECHT CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT SHE VIOLATED NASD RULE 2711 AND FINRA RULE 2010 ON JUNE 4, 2013, BY SUBMITTING A COPY OF A DRAFT RESEARCH REPORT BEFORE PUBLICATION TO THE SUBJECT COMPANY. FINRA ALLEGED THAT B… | Final | $8K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| HAMBRECHT DUCERA HEALTHCARE GROWTH VENTURES FUND I, LP | Venture Capital Fund | Delaware | 1 | $26.7M | $25.0M |
| HAMBRECHT DUCERA GROWTH VENTURES 2 | Venture Capital Fund | Delaware | 1 | $21.3M | $12.5M |
| WR HAMBRECHT VENTURES III, LP | Venture Capital Fund | Delaware | 26 | $21.2M | $50K |
| WR HAMBRECHT VENTURES II LP | Venture Capital Fund | Delaware | 22 | $10.8M | $10K |
| HAMBRECHT VENTURES IV | Venture Capital Fund | Delaware | 18 | $5.4M | $5K |
| WR HAMBRECHT VENTURES 1 | Venture Capital Fund | Delaware | 41 | $3.2M | $5K |
| WR HAMBRECHT VENTURES II-C-1 LLC | Venture Capital Fund | Delaware | 4 | $2.1M | $50K |
| WR HAMBRECHT VENTURES II-D LLC | Venture Capital Fund | Delaware | 37 | $1.7M | $4K |
| WR HAMBRECHT VENTURES II-C, LLC | Venture Capital Fund | Delaware | 24 | $1.5M | $5K |
| WR HAMBRECHT VENTURES EL MINDA, LLC | Venture Capital Fund | Delaware | 7 | $4K | $3K |