NEWEDGE WEALTH, LLC

NEWEDGE WEALTH, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 307771). Regulatory assets under management: $19.9B.

Registration

Business model

Compensation: % of AUM, Fixed, Performance, Commissions.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Joseph Franklin BancoCFO AND TREASURERPittsburgh, PA
Kyle Peter SmithEXECUTIVE VICE PRESIDENT
John A StrausPRESIDENT
David Jason SchnierGENERAL COUNSEL AND SECRETARY
Richard Lewis HollmannEXECUTIVE VICE PRESIDENT
Robert John SechanCHIEF EXECUTIVE OFFICER
Nicole Ann Early DavisCHIEF COMPLIANCE OFFICER
SMITH KYLE PETEREXECUTIVE VICE PRESIDENT; VICE PRESIDENT
DOWN DAVID JOHNVICE PRESIDENT
BANCO JOSEPH FRANKLINCFO AND TREASURER
MCCORMICK MICHAEL PATRICKVICE PRESIDENT
SCHNIER DAVID JASONCHIEF COMPLIANCE OFFICER AND SECRETARY; GENERAL COUNSEL AND SECRETARY; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY
STRAUS JOHN APRESIDENT
HOLLMANN RICHARD LEWISEXECUTIVE VICE PRESIDENT; VICE PRESIDENT
SECHAN ROBERT JOHNCHIEF EXECUTIVE OFFICER
DAVIS NICOLE ANN EARLYCHIEF COMPLIANCE OFFICER

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
regulatory

Branch offices (18)

Showing 15 of 18 offices.

CityStateEmployeesPhone
CORAL GABLESFL73055070639
MIAMIFL52034242262
BOCA RATONFL5561.544.7780
ATLANTAGA44042607124
MCMURRAYPA4800-693-2200
NEW YORKNY48559495855
2435-252-3008
ALLENTOWNPA2610.477.5422
MANHATTAN BEACHCA2855-949-5885
ROGERSAR2479-268-7234
PORTSMOUTHNH1(30) 277-1385
FRANKLINTN1615.224.4854
KNOXVILLETN18654508906
PITTSBURGHPA1412-391-7077
CHICAGOIL13127572798

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