NEWEDGE WEALTH, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 307771). Regulatory assets under management: $19.9B.
Compensation: % of AUM, Fixed, Performance, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Joseph Franklin Banco | CFO AND TREASURER | Pittsburgh, PA |
| Kyle Peter Smith | EXECUTIVE VICE PRESIDENT | — |
| John A Straus | PRESIDENT | — |
| David Jason Schnier | GENERAL COUNSEL AND SECRETARY | — |
| Richard Lewis Hollmann | EXECUTIVE VICE PRESIDENT | — |
| Robert John Sechan | CHIEF EXECUTIVE OFFICER | — |
| Nicole Ann Early Davis | CHIEF COMPLIANCE OFFICER | — |
| SMITH KYLE PETER | EXECUTIVE VICE PRESIDENT; VICE PRESIDENT | — |
| DOWN DAVID JOHN | VICE PRESIDENT | — |
| BANCO JOSEPH FRANKLIN | CFO AND TREASURER | — |
| MCCORMICK MICHAEL PATRICK | VICE PRESIDENT | — |
| SCHNIER DAVID JASON | CHIEF COMPLIANCE OFFICER AND SECRETARY; GENERAL COUNSEL AND SECRETARY; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| STRAUS JOHN A | PRESIDENT | — |
| HOLLMANN RICHARD LEWIS | EXECUTIVE VICE PRESIDENT; VICE PRESIDENT | — |
| SECHAN ROBERT JOHN | CHIEF EXECUTIVE OFFICER | — |
| DAVIS NICOLE ANN EARLY | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |