WINDFALL ADVISORS, LLC

WINDFALL ADVISORS, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 309261). Regulatory assets under management: $40.0M.

Registration

• CRD: 309261
• Type: Registered investment adviser
• Location: 620 NEWPORT CENTER DR., NEWPORT BEACH, CA, 92660
• Phone: (949) 205-7002
• Latest filing: 2026-05-21
• Regulatory AUM: $40.0M
• Discretionary AUM: $40.0M
• Clients: 2
• Accounts: 40

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 309261 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search