KKR REGISTERED ADVISOR LLC

KKR REGISTERED ADVISOR LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 309284). Regulatory assets under management: $1.5B. This firm reports disciplinary history on Form ADV.

Registration

CRD: 309284
SEC file number: 801-119014
Type: Registered investment adviser
Location: 30 HUDSON YARDS, NEW YORK, NY, 10001
Phone: 212-750-8300
Latest filing: 2026-04-01
Regulatory AUM: $1.5B
Discretionary AUM: $1.5B
Clients: 26
Accounts: 1

Business model

Compensation: % of AUM, Performance.

Officers, owners & control persons (14)

Name	Role	Location
Robert Howard Lewin	CHIEF FINANCIAL OFFICER	—
Robert Lewis Breckenridge	CHIEF COMPLIANCE OFFICER	—
Joseph Yong Bae	CO-CHIEF EXECUTIVE OFFICER	—
Scott Charles Nuttall	CO-CHIEF EXECUTIVE OFFICER	—
Kathryn King Sudol	CHIEF LEGAL OFFICER	—
SORKIN DAVID JAMES	MANAGER	—
ROBERTS GEORGE ROSENBERG	CLASS A SHAREHOLDER	—
NUTTALL SCOTT CHARLES	CO-CHIEF EXECUTIVE OFFICER	—
KRAVIS HENRY ROBERTS	CLASS A SHAREHOLDER	—
BAE JOSEPH YONG	CO-CHIEF EXECUTIVE OFFICER	—
LEWIN ROBERT	MANAGER	—
BRECKENRIDGE ROBERT LEWIS	CHIEF COMPLIANCE OFFICER	—
LEWIN ROBERT HOWARD	CHIEF FINANCIAL OFFICER	—
Sudol Kathryn King	CHIEF LEGAL OFFICER	—

Disclosures (3)

Initiated	Type	Allegations	Status	Amount
—	regulatory	—	—	—

Branch offices (5)

City	State	Employees	Phone
HONG KONG	—	3	85236027300
SYDNEY	—	2	61282985500
SAN FRANCISCO	CA	1	415 315 3620
TOKYO	—	1	81362686666
MENLO PARK	CA	1	(650) 233-6560

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