INFRARED CAPITAL PARTNERS (US) LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 310401). Regulatory assets under management: $2.4B.
Compensation: Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Filip Marek Guz | DIRECTOR | — |
| Andrew Stephen Levine | CHIEF COMPLIANCE OFFICER | — |
| Daniel Sausmikat | DIRECTOR | — |
| James Worthington Crawford | DIRECTOR | — |
| Walter Cassidy | DIRECTOR | — |
| DIBARTOLO JOSEPH MAURICE | CHIEF COMPLIANCE OFFICER | — |
| GRENDA JILL MARIE | CHIEF COMPLIANCE OFFICER | — |
| HEALY KEVIN | OPERATIONS DIRECTOR | — |
| PICKARD KEITH | BOARD MEMBER | — |
| PARIS GIACOMO | BOARD MEMBER | — |
| GUZ FILIP MAREK | DIRECTOR | — |
| CRAWFORD JAMES WORTHINGTON | DIRECTOR | — |
| CASSIDY WALTER | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-06-30 | regulatory | THE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS. | Final | $50K |
| 2011-03-21 | regulatory | FAILURE TO TIMELY FILE A SECURITIES TRANSACTION REPORT. | Final | $300 |
| City | State | Employees | Phone |
|---|---|---|---|
| MIAMI BEACH | FL | 4 | 7862544700 |
| MIAMI BEACH | FL | 4 | 7862544700 |