NFJ INVESTMENT GROUP, LLC

NFJ INVESTMENT GROUP, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 310902). Regulatory assets under management: $3.0B.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (15)

NameRoleLocation
George Robert AylwardPRESIDENT AND CHIEF EXECUTIVE OFFICER
Andra Cynthia PurkalitisEXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER
Michael Aaron AngerthalEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
Richard William SmirlEXECUTIVE VICE PRESIDENT
Matthew B CarneyCHIEF COMPLIANCE OFFICER
John Reid MowreyEXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER
SMIRL RICHARD WILLIAMEXECUTIVE VICE PRESIDENT
ALMANZA PATTI SUECHIEF COMPLIANCE OFFICER
HILLS WENDY JACQUELINEEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
ROSSON JOSIE CLEMONSCHIEF COMPLIANCE OFFICER
PURKALITIS ANDRA CYNTHIAEXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER
AYLWARD GEORGE ROBERTPRESIDENT AND CHIEF EXECUTIVE OFFICER
ANGERTHAL MICHAEL AARONEXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
CARNEY MATTHEW BCHIEF COMPLIANCE OFFICER
MOWREY JOHN REIDEXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER

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