PRCE MANAGEMENT LLC of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 312533). Regulatory assets under management: $22.2M. This firm reports disciplinary history on Form ADV.
Compensation: Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| William Heath Hawk | MEMBER | — |
| Vasileios Alexios Sfyris | MEMBER | — |
| Brent Taylor Williams | CHIEF COMPLIANCE OFFICER | — |
| Stephanie Kane Jackels | CFO | — |
| Kristen Melanie Eiler | EXECUTOR, ESTATE OF BENJAMIN THOMAS EILER | — |
| John Michael Holman | COO | — |
| CALABRO MATHEW JOHN | INTERIM CCO | — |
| HOLMAN JOHN MICHAEL | CCO; CCO/COO; COO | — |
| SFYRIS VASILEIOS ALEXIOS | MEMBER | — |
| HAWK WILLIAM HEATH | MEMBER | — |
| EILER BENJAMIN THOMAS | MEMBER; THE ESTATE OF BENJAMIN T. EILER | — |
| Jackels Stephanie Kane | CFO | — |
| WILLIAMS BRENT TAYLOR | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-12-04 | regulatory | THE DIVISION CONCLUDED THAT FIRST SOUTHERN FAILED TO ENSURE ITS A GENT WAS REGISTERED WITH MASSACUSETTS PRIOR TO TRASACTING SECURITIES BUSINESS WITH A MASSACHUESTTS CUSTOMER IN VIOLATION OF THE ACT AND REGULATIONS | Final | $20K |
| 2024-03-26 | regulatory | DURING THE EXAMINATION PERIOD OF AUGUST 9, 2017, TO JULY 31, 2023, FIRST SOUTHERN INCURRED IN THE FOLLOWING VIOLATIONS: A.FAILURE TO ADOPT A WRITTEN PROTOCOL OR PROCEDURES REGARDING FINANCIAL EXPLOITATION OF SPECIFIED ADULTS. B.FAILURE TO PROMPTLY AMEND THE FIRM WRITTEN SUPERVISORY PROCEDURES. C.UNS… | Final | $70K |
| — | regulatory | — | — | — |