BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 312792). Regulatory assets under management: $107.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Justin Beber | MANAGING PARTNER, CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT LTD.; MANAGING PARTNER, CHIEF OPERATING OFFICER AND GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT LTD. | New York, NY |
| Bruce James Flatt | CHIEF EXECUTIVE OFFICER FOR BROOKFIELD ASSET MANAGEMENT LTD. AND BROOKFIELD CORPORATION; CHIEF EXECUTIVE OFFICER FOR BROOKFIELD CORPORATION | — |
| Ronald Fisher-Dayn | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Lori Pearson | MANAGING PARTNER AND CHIEF OPERATING OFFICER OF BROOKFIELD CORPORATION; MANAGING PARTNER AND VICE CHAIR OF BROOKFIELD CORPORATION | — |
| Nicholas Howard Goodman | MANAGING PARTNER, PRESIDENT AND CHIEF FINANCIAL OFFICER OF BROOKFIELD CORPORATION | — |
| Hadley Peer Marshall | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | — |
| Craig William Alexander Noble | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, CREDIT | — |
| Connor Teskey | CHIEF EXECUTIVE OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD | — |
| FLATT JAMES BRUCE | MANAGING PARTNER & CHIEF EXECUTIVE OFFICER | — |
| FISHER-DAYN RONALD | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Shah Sachin | MANAGING PARTNER, CEO OF INSURANCE SOLUTIONS; MANAGING PARTNER & CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| Goodman Nicholas | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER | — |
| Pearson Lori | MANAGING PARTNER AND CHIEF OPERATING OFFICER; MANAGING PARTNER AND CHIEF OPERATING OFFICER OF BROOKFIELD CORPORATION | — |
| Beber Justin | MANAGING PARTNER, CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT LTD.; MANAGING PARTNER & CHIEF LEGAL OFFICER | — |
| NOBLE CRAIG William Alexander | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, CREDIT; MANAGING PARTNER & CHIEF EXECUTIVE OFFICER | — |
| Manios Bahir | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER; MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | — |
| FLATT BRUCE JAMES | CHIEF EXECUTIVE OFFICER FOR BROOKFIELD ASSET MANAGEMENT LTD. AND BROOKFIELD CORPORATION | — |
| GOODMAN NICHOLAS HOWARD | MANAGING PARTNER, PRESIDENT AND CHIEF FINANCIAL OFFICER OF BROOKFIELD CORPORATION | — |
| PEER MARSHALL HADLEY | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | — |
| MARSHALL HADLEY P | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT; MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-03-19 | regulatory | THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI") ALLEGED THAT: (1) PENBROOK CAPITAL ADVISORS PRIVATE LIMITED ("PENBROOK"), THE INVESTMENT MANAGER OF PENINSULA BROOKFIELD INDIA REAL ESTATE FUND (THE "FUND") AND A JOINT VENTURE BETWEEN (I) BROOKFIELD CAPITAL PARTNERS LTD (BERMUDA), A WHOLLY OWNED S… | Final | $115K |