FIFTH THIRD WEALTH ADVISORS LLC of CINCINNATI, OH is an SEC-registered investment adviser (CRD 313015). Regulatory assets under management: $7.8B.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| MARY ELLEN REILLY | MANAGING MEMBER; SENIOR VICE PRESIDENT/MANAGING MEMBER | BUFFALO, NY |
| Christopher Edward Osmond | CHIEF INVESTMENT OFFICER | — |
| Eric Benjamin Housman | PRESIDENT/MANAGING MEMBER | — |
| Jonathan William Reynolds | MANAGING MEMBER; SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| David Edward Briggs | MANAGING MEMBER | — |
| Keith Gregary Watson | MANAGING DIRECTOR OF ADMINISTRATION AND OPERATIONS | — |
| Lori Michelle Frischer | MANAGING MEMBER; SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| Robert Presley Banks | MANAGER MEMBER; MANAGING MEMBER | — |
| Darren Lee Earnhardt | CHIEF OPERATING OFFICER | — |
| David C Olson | MANAGING DIRECTOR, PRACTICE MANAGEMENT | — |
| Suzanne Marie Taylor | CHIEF COMPLIANCE OFFICER | — |
| Mary Spalding Robbins | CHIEF INVESTMENT STRATEGIST | — |
| HULLS DIANE JEAN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/COMPLIANCE DIRECTOR | — |
| REYNOLDS HAL WILLIAM | SENIOR VICE PRESIDENT/MANAGER; SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| BRIGGS HAROLD EDWARD | MANAGER; MANAGING MEMBER | — |
| OLSON STEVEN C | MANAGING DIRECTOR, PRACTICE MANAGEMENT | — |
| EARNHARDT DARREN LEE | CHIEF OPERATING OFFICER | — |
| STROIK CYNTHIA ROSE | CHIEF COMPLIANCE OFFICER | — |
| BANKS ROBERT PRESLEY | MANAGER MEMBER | — |
| REILLY MARY ELLEN | SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| FRISCHER LORI MICHELLE | SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| WATSON KEITH GREGARY | MANAGING DIRECTOR OF ADMINISTRATION AND OPERATIONS | — |
| KENNEDY MICHAEL FRANCIS | SENIOR VICE PRESIDENT/MANAGER; SENIOR VICE PRESIDENT/MANAGING MEMBER | — |
| HOUSMAN ERIC BENJAMIN | PRESIDENT/MANAGER; PRESIDENT/MANAGING MEMBER | — |
| GARRETT KRISTINE REED | MANAGER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-28 | regulatory | THE CFPB HAS REVIEWED THE MARKETING AND ADMINISTRATION OF THE DEBT PROTECTION CREDIT CARD "ADD-ON" PRODUCT OF FIFTH THIRD BANK AND HAS IDENTIFIED VIOLATIONS OF SECTIONS 1031 AND 1036 OF THE CONSUMER FINANCIAL PROTECTION ACT OF 2010 (CFPA), 12 U.S.C. ?? SS31, SS36. UNDER SECTIONS 1053 AND 1056 OF THE… | Final | $500K |
| 2014-03-13 | regulatory | THE CFPB CONDUCTED A JOINT INVESTIGATION WITH THE CIVIL RIGHTS DIVISION OF THE DOJ OF THE INDIRECT AUTO LENDING ACTIVITIES OF FIFTH THIRD BANK AND FIFTH THIRD BANK'S COMPLIANCE WITH THE EQUAL CREDIT OPPORTUNITY ACT (ECOA), 15 U.S.C. §§ 16911691F, AND ITS IMPLEMENTING REGULATION, REGULATION B, 12 C.F… | Final | — |
| — | regulatory | — | — | — |