K5 GLOBAL ADVISOR LLC

K5 GLOBAL ADVISOR LLC is an SEC-registered investment adviser (CRD 314373). Regulatory assets under management: $5.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (10)

NameRoleLocation
Michael KivesMEMBER; SOLE SHAREHOLDERMiami Beach, FL
Bryan Daniel BaumMEMBER; SOLE SHAREHOLDERLos Angeles, CA
Dana Tykocinski PollickCCO; GENERAL COUNSEL
Christopher Paul MooreCFO
Michael M JenCCO
CLARK DENNIS PATRICKCHIEF COMPLIANCE OFFICER; VP OF FINANCE
BAUM BRYAN DANIELMEMBER; SOLE SHAREHOLDER
KIVES MICHAELMEMBER; SOLE SHAREHOLDER
Pollick Dana TykocinskiCCO
Moore Christopher PaulINTERIM CFO

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