TS BANK of TREYNOR, IA is an SEC-registered investment adviser (CRD 314571). Regulatory assets under management: $86.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Kevin Edwin Forristall | PRESIDENT | — |
| Jay Nelsen Myers | INVESTMENT/CHIEF COMPLIANCE OFFICER | Treynor, IA |
| Brett Alan Werner | CHIEF INVESTMENT OFFICER | — |
| Josh Michael Guttau | TRUSTEE | — |
| Heidi Ann Guttau-Fox | TRUSTEE | — |
| CALLAHAN WILLIAM ALAN | PRESIDENT | — |
| CERVEN ALLISON NICOLE | CHIEF COMPLIANCE OFFICER, FINANCIAL PLANNER; OPERATIONS OFFICER | — |
| BRAUER REUBEN J | DIRECTOR; VICE PRESIDENT, FINANCIAL PLANNING | — |
| FORRISTALL KEVIN EDWIN | DIRECTOR; PRESIDENT | — |
| MYERS JAY NELSEN | INVESTMENT/CHIEF COMPLIANCE OFFICER; INVESTMENT OFFICER, COMPLIANCE OFFICER, VICE PRESIDENT | — |
| WERNER BRETT ALAN | CHIEF INVESTMENT OFFICER | — |
| GUTTAU JOSH MICHAEL | TRUSTEE | — |
| GUTTAU-FOX HEIDI ANN | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-20 | regulatory | ON SEPTEMBER 9, 2024, CALLAHAN FINANCIAL PLANNING ENTERED INTO AN OFFER OF SETTLEMENT WITH THE SEC, WITHOUT ADMITTING OR DENYING THE FINDINGS, THAT IT FAILED TO COMPLY WITH ADVISERS ACT RULE 206(4)-1 (THE "MARKETING RULE") AND SECTION 206(4). BETWEEN NOVEMBER 4, 2022 AND JUNE 20, 2024, THERE WERE IN… | Final | $85K |
| City | State | Employees | Phone |
|---|---|---|---|
| TREYNOR | IA | 2 | (800) 991-5195 |
| TREYNOR | IA | 2 | (800) 991-5195 |
| — | — | 1 | (402) 341-2000 |
| — | — | 1 | (402) 341-2000 |
| — | — | 1 | (402) 341-2000 |
| — | — | 1 | (402) 341-2000 |
| — | — | 1 | (402) 341-2000 |
| — | — | 1 | (402) 341-2000 |