CANACCORD ASSET MANAGEMENT (INTERNATIONAL) LIMITED

CANACCORD ASSET MANAGEMENT (INTERNATIONAL) LIMITED of ST HELIER, CHANNEL ISLANDS is an SEC exempt reporting adviser (CRD 315362).

Registration

Officers, owners & control persons (16)

NameRoleLocation
Mark O'ConnorDIRECTORSan Francisco, CA
James HollowellDIRECTOR—
Adrian John KempDIRECTOR—
David EsfandiDIRECTOR, CAMIL & CEO CANACCORD WEALTH—
Andrew Martin FinchDIRECTOR, CAMIL & INTERNATIONAL CEO CANACCORD WEALTH—
Paul David MudgeCHIEF RISK OFFICER—
Wayne David MartelCHIEF FINANCIAL OFFICER—
O'CONNOR RANDALL MARKDIRECTOR—
HUGHES TIMOTHY RICHARDINTERNATIONAL CEO—
SHEPHERD ANDREWGROUP CEO—
Hollowell JamesDIRECTOR—
Thorpe BenGROUP FINANCE DIRECTOR—
Kemp Adrian JohnDIRECTOR—
Abbondanza Caroline WhitneyDIRECTOR/CHIEF TECHNOLOGY OFFICER—
Petherick LouisCHIEF RISK OFFICER—
Montague Andrea Gertrude MarthaCHIEF FINANCIAL OFFICER—

Disclosures (9)

InitiatedTypeAllegationsStatusAmount
2021-12-06civilTHE PLAINTIFFS HAD BROUGHT A CLAIM FOR DAMAGES IN RESPECT OF ADVISORY AND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES IT PROVIDED TO THEM.Final—
2020-10-23regulatoryTHE PUBLIC STATEMENT WAS IN RELATION TO BMI'S COMPLIANCE WITH THE INVESTMENT BUSINESS (IB) CODE OF PRACTICE THAT LOCAL INVESTMENT BUSINESSES ARE OBLIGED TO ADHERE TO. THE REVIEW FOCUSED ON A CERTAIN PERIOD 1 JANUARY 2014 TO 24 JULY 2018 IN RELATION TO CERTAIN INVESTMENTS INTO ALTERNATIVE ASSET CLASS…Final—
2020-07-21civilTHE CLAIM WAS FOR INTEREST DUE ON ALLEGED LOSSES.Final—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
THE CLK LEGACY TRUSTOther Private FundJersey3$22.4M—

Branch offices (4)

CityStateEmployeesPhone
ST PETER PORT—300441481733900
ST PETER PORT—300441481733900
DOUGLAS—1+441624 690100
DOUGLAS—1+441624 690100

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