SWAPNICK, LLC

SWAPNICK, LLC is an SEC-registered investment adviser (CRD 316239). Regulatory assets under management: $768K.

Registration

• CRD: 316239
• Type: Registered investment adviser
• Phone: 980-291-7927
• Latest filing: 2025-03-17
• Regulatory AUM: $768K
• Discretionary AUM: $768K
• Clients: 1
• Accounts: 10

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316239 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search