HIGHPOINT ADVISOR GROUP, LLC of DOWNERS GROVE, IL is an SEC-registered investment adviser (CRD 316636). Regulatory assets under management: $4.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Gerry David | MANAGING MEMBER | Bentonville, AR |
| Craig Faris Ibrahim | MANAGING MEMBER; PARTNER | — |
| Martin Anthony Campbell | MANAGING MEMBER; PARTNER | — |
| Stephen M Potts | MANAGING MEMBER | — |
| Peter M Wilmot | MANAGING MEMBER | — |
| Michelle Marie Juras | CHIEF COMPLIANCE OFFICER | — |
| CAMPBELL MARTIN ANTHONY | MANAGING MEMBER; PARTNER | — |
| IBRAHIM CRAIG FARIS | MANAGING MEMBER; PARTNER | — |
| CALANDRIELLO JAMIE MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| POTTS STEPHEN M | MANAGING MEMBER | — |
| WILMOT PETER M | MANAGING MEMBER | — |
| JURAS MICHELLE MARIE | CHIEF COMPLIANCE OFFICER | — |
| Stephen M. Potts | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-27 | regulatory | ON APR. 27, 2022, THE SEC ANNOUNCED AN AGREEMENT WITH HPAG TO SETTLE CHARGES RELATING TO THE USE OF NO-TRANSACTION-FEE FUNDS ("NTF") MUTUAL FUNDS IN CLIENT INVESTMENT ADVISORY WRAP ACCOUNTS, WHEN TRANSACTION FEE ("TF") MUTUAL FUNDS WERE AVAILABLE THAT CHARGED LOWER COSTS TO CLIENTS. THE SEC ALLEGED… | Final | $125K |
| — | regulatory | — | — | — |