ALMEGA WEALTH MANAGEMENT LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 316840). Regulatory assets under management: $134.3M.
Compensation: % of AUM, Hourly, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Bryan Craig Wisda | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-04-01 | regulatory | VIOLATION OF INDIANA DE MINIMIS RULE | Final | $4K |
| — | regulatory | RECEIPT OF COMPENSATION AS A SOLICITOR WHILE NOT REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE | Final | $9K |