BROOKS FINANCIAL OF NORTH CAROLINA, LLC

BROOKS FINANCIAL OF NORTH CAROLINA, LLC of DURHAM, NC is an SEC-registered investment adviser (CRD 317158). Regulatory assets under management: $9.5M.

Registration

• CRD: 317158
• Type: Registered investment adviser
• Location: 1822 E NC HWY 54, DURHAM, NC, 27713
• Phone: 919-572-1925
• Latest filing: 2026-02-25
• Regulatory AUM: $9.5M
• Non-discretionary AUM: $9.5M
• Clients: 1
• Accounts: 103

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 317158 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search