ARK WEALTH MANAGEMENT, LLC of AUSTIN, TX is an SEC-registered investment adviser (CRD 317264). Regulatory assets under management: $216.0M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Matthew Wayne Goff | CHIEF INVESTMENT OFFICER | — |
| Christopher Ray Chapman | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, CHIEF OF STAFF | — |
| David James Bull | CEO; OWNER | — |
| BULL DAVID JAMES | OWNER | — |
| GOFF MATTHEW WAYNE | CHIEF INVESTMENT OFFICER | — |
| Chapman Christopher Ray | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, CHIEF OF STAFF | — |
| MISCHNICK KEVIN WAYNE | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, AND CFO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-01-08 | civil | PLAINTIFFS ALLEGE THAT, FROM APPROXIMATELY MAY 2018 THROUGH JUNE 2025, THE REGISTRANT AND ITS PRINCIPAL: (1) RECOMMENDED UNSUITABLE INVESTMENTS, SPECIFICALLY ALTERNATIVE PRIVATE PLACEMENT INVESTMENTS STRUCTURED AS CONSERVATION EASEMENTS, WITHOUT ADEQUATELY DISCLOSING THE MATERIAL TAX AND AUDIT RISKS… | Pending | — |