CALDWELL INVESTMENT SERVICES LLC

CALDWELL INVESTMENT SERVICES LLC is an SEC-registered investment adviser (CRD 317283). Regulatory assets under management: $35K.

Registration

• CRD: 317283
• Type: Registered investment adviser
• Phone: 512-788-4567
• Latest filing: 2024-03-13
• Regulatory AUM: $35K
• Discretionary AUM: $35K
• Clients: 1
• Accounts: 1

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 317283 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search