ALLIO ADVISORS LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 317938). Regulatory assets under management: $557K.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Chen Feng | PRINCIPAL ENGINEER | CITY OF INDUSTRY, CA |
| Daniel Thomas Garcia | CHIEF COMPLIANCE OFFICER | — |
| Joseph Nmn Gradante | OWNER | — |
| Nicolo Perugini | CEO | — |
| Tyler Evan Goering | CHIEF EXECUTIVE OFFICER | — |
| GARCIA ANTHONY THOMAS | CHIEF COMPLIANCE OFFICER | — |
| GIANNONE ANDREW J | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | — |
| GRADANTE JOSEPH NMN | CHIEF EXECUTIVE OFFICER | — |
| CHEN WILLIAM EDWARD | CHIEF COMPLIANCE OFFICER | — |
| McLaughlin Robert Ridgway | CHIEF COMPLIANCE OFFICER | — |
| MICALETTI RAYMOND CHARLES | CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER | — |
| Damko Adam | CHIEF COMPLIANCE OFFICER | — |
| MORGAN CHRISTOPHER ROLLAND | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | criminal | — | — | — |