CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 318867). Regulatory assets under management: $149.2M.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Aureo Abelardo Sales | CHIEF OPERATING OFFICER | — |
| Michael Robert Sierko | CHIEF EXECUTIVE OFFICER | — |
| Eric Douglas Smith | CHIEF COMPLIANCE OFFICER | — |
| Gregory Wayne Maccordy | CHIEF COMPLIANCE OFFICER | — |
| MACCORDY GREGORY WAYNE | CHIEF COMPLIANCE OFFICER | — |
| Falcone Joseph Francis | CHIEFEXECUTIVEOFFICER | — |
| SALES AUREO ABEVARDO | CHIEF OPERATING OFFICER | — |
| SALES AUREO ABELARDO | CHIEF OPERATING OFFICER | — |
| SIERKO MICHAEL ROBERT | CHIEF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-06 | regulatory | THE COMMODITY FUTURES TRADING COMMISSION ISSUED AN ORDER FILING AND SETTLING CHARGES AGAINST NATIXIS, A GLOBAL BANK AND SWAP DEALER, FOR FAILURE TO DILIGENTLY SUPERVISE TWO TRADERS ON THE BANK'S NEW YORK-BASED INTEREST RATE DERIVATIVES DESK (IRD DESK) AND ITS EQUITY DERIVATIVES FLOW AND SOLUTION TRA… | Final | $2.8M |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | Final | — |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | On Appeal | — |