S & L FINANCIAL MANAGEMENT

S & L FINANCIAL MANAGEMENT is an SEC-registered investment adviser (CRD 318996). Regulatory assets under management: $527K.

Registration

• CRD: 318996
• Type: Registered investment adviser
• Phone: 909-821-7188
• Latest filing: 2026-05-12
• Regulatory AUM: $527K
• Discretionary AUM: $527K
• Clients: 1
• Accounts: 1

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 318996 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search