FOLGER NOLAN FLEMING DOUGLAS INCORPORATED of WASHINGTON, DC is an SEC-registered investment adviser (CRD 319). Regulatory assets under management: $797.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Lee Merritt Folger | DIRECTOR, SENIOR ADVISOR | — |
| Richard Steven Foster | CCO; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / PRESIDENT, ROSFP; COO | — |
| Neil Clifford Folger | DIRECTOR, CHAIRMAN OF THE BOARD; TRUSTEE; TRUSTEE, FOLGER 2020 TRUST FOR NEIL C. FOLGER, FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER, JOHN D. FOLGER SECTION 9 TRUST | — |
| John Randall Current | DIRECTOR, EXECUTIVE VICE-PRESIDENT | — |
| FOLGER LEE MERRITT | CHAIRMAN OF THE BOARD; CHAIRMAN OF THE BOARD / PRESIDENT; DIRECTOR, SENIOR ADVISOR (+4 more) | — |
| DOUGLAS WALLACE LESLIE | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| FOLGER JOHN DULIN | LIMITED PARTNER; LIMITED PARTNERSHIP; SHAREHOLDER (+1 more) | — |
| LEAHY ROBERT BEALE | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, ROSFP; SENIOR EXECUTIVE VICE PRESIDENT (+2 more) | — |
| FOSTER RICHARD STEVEN | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER/ PRESIDENT, ROSFP; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / PRESIDENT (+4 more) | — |
| OBRIEN RICHARD | EXECUTIVE VICE PRESIDENT; SENIOR EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| JEZIORSKI JOSEPH ANTHONY | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | — |
| URBAN JOSEPH MICHAEL | CCO; CCO/INVESTMENT ADVISOR | — |
| FOLGER NEIL CLIFFORD | DIRECTOR, CHAIRMAN OF THE BOARD; DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, VICE CHAIRMAN (+3 more) | — |
| FLEMING ROBERT WRIGHT | PRESIDENT | — |
| FULK KEITH WARREN | TREASURER, COMPLIANCE DIRECTOR, SENIOR VICE PRESIDENT | — |
| CURRENT JOHN RANDALL | DIRECTOR, EXECUTIVE VICE-PRESIDENT | — |
| SOLOD SCOTT RICHARD | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-10-05 | regulatory | MSRB RULES G:17 AND G-30(A): FROM OCTOBER 1, 2008 THROUGH DECEMBER 31, 2008, IN SEVEN TRANSACTIONS, THE FIRM PURCHASED MUNICIPAL SECURITIES FOR ITS OWN ACCOUNT FROM A CUSTOMER AND/OR SOLD MUNICIPAL SECURITIES FOR ITS OWN ACCOUNT TO A CUSTOMER AT AN AGGREGATE PRICE (INCLUDING ANY MARK-DOWN OR MARK-UP… | Final | $10K |
| City | State | Employees | Phone |
|---|---|---|---|
| CAMBRIDGE | MD | 2 | 410-228-7430 |
| CAMBRIDGE | MD | 2 | 410-228-7430 |
| HUNT VALLEY | MD | 1 | 410-785-2800 |
| HUNT VALLEY | MD | 1 | 410-785-2800 |