SWAD WEALTH MANAGEMENT, LLC

SWAD WEALTH MANAGEMENT, LLC of SANTA ROSA, CA is an SEC-registered investment adviser (CRD 319218). Regulatory assets under management: $111.1M.

Registration

• CRD: 319218
• SEC file number: 801-137035
• Type: Registered investment adviser
• Location: 100 STONY POINT RD, SUITE 244, SANTA ROSA, CA, 95401
• Phone: (707) 899-1010
• Latest filing: 2026-07-08
• Regulatory AUM: $111.1M
• Discretionary AUM: $111.1M
• Clients: 2
• Accounts: 192

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 319218 on SEC IAPD (source of record)
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