MEAG NEW YORK CORPORATION of NEW YORK, NY is an SEC-registered investment adviser (CRD 321962). Regulatory assets under management: $44.9B.
Compensation: % of AUM, Fixed.
Clients served: Pooled vehicles.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Josielyne Kwong Pacifico | CHIEF COMPLIANCE OFFICER | — |
| Thomas Bucher | PRESIDENT | — |
| Mark Joseph Cavallone | VICE PRESIDENT | — |
| Jeremy Scott Klein | VICE PRESIDENT | — |
| Alexander Michael Patrick Roehrs | DIRECTOR | — |
| Oliver Jurgen Horbelt | DIRECTOR | — |
| Frank Claus Wellhoefer | DIRECTOR | — |
| Alexander Kristian Poll | VICE PRESIDENT | — |
| Jonathan Everett Paulson | TREASURER | — |
| Andree Christoph Moschner | DIRECTOR | — |
| BUCHER THOMAS | PRESIDENT; PRESIDENT, CHIEF OPERATING & RISK OFFICER | — |
| PACIFICO JOSIELYNE KWONG | CHIEF COMPLIANCE OFFICER | — |
| KLEIN ROBERT SCOTT | VICE PRESIDENT | — |
| CHAVANNE KLAUS HERBERT | VICE PRESIDENT | — |
| PACIFICO JOSIELYNE | CHIEF COMPLIANCE OFFICER | — |
| CAVALLONE MARK | VICE PRESIDENT | — |
| KLEIN JEREMY | VICE PRESIDENT | — |
| ROEHRS ALEXANDER | PRESIDENT | — |
| MOSCHNER ANDREE | DIRECTOR | — |
| SHARMA PRASHANT | DIRECTOR | — |
| HORBELT OLIVER | DIRECTOR | — |
| RAUTH CORRIN | TREASURER | — |
| WELLHOEFER FRANK | DIRECTOR | — |
| CAVALLONE MARK JOSEPH | VICE PRESIDENT | — |
| ROEHRS ALEXANDER MICHAEL PATRICK | DIRECTOR; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-10-11 | regulatory | ON SEPTEMBER 29, 2022, SOUTH KOREA'S FINANCIAL SUPERVISORY SERVICE (FSS) NOTIFIED MEAG HONG KONG THAT IT MAY TAKE AN ACTION AGAINST THE VIOLATION OF SHORT SALE RESTRICTION PROVISIONS IN THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT. THE FSS NOTED THAT ON FEBRUARY 26, 2021, MEAG HONG KONG… | Final | $32K |