FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC

FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC is an SEC-registered investment adviser (CRD 322280). Regulatory assets under management: $11.8M.

Registration

• CRD: 322280
• Type: Registered investment adviser
• Phone: 408-827-5086
• Latest filing: 2026-06-12
• Regulatory AUM: $11.8M
• Discretionary AUM: $11.8M
• Clients: 1
• Accounts: 35

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 322280 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search