FRUITFUL ADVISORY, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 322603). Regulatory assets under management: $25.2M.
Compensation: Subscription.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Lilian Colpas | CHIEF COMPLIANCE OFFICER | Flemington, NJ |
| Sam Lewis | PRESIDENT | — |
| Chelsie Jade Forys | CHIEF COMPLIANCE OFFICER | — |
| RIOS CABAN EMILIANO | CHIEF COMPLIANCE OFFICER | — |
| BREAUX TRACEY J | CHIEF COMPLIANCE OFFICER | — |
| Mcmanus Joshua Holly | CHIEF EXECUTIVE OFFICER | — |
| Lemmo Thomas | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| LEWIS SAM | PRESIDENT | — |
| COLPAS LILIAN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-14 | regulatory | ON AUGUST 14, 2023, EMIGRANT BANK ("EMIGRANT") ENTERED INTO A SETTLEMENT AGREEMENT WITH THE U.S. DEPARTMENT OF THE TREASURY'S OFFICE OF FOREIGN ASSETS CONTROL ("OFAC," AND THE AGREEMENT, THE "OFAC AGREEMENT"), WHICH ALLEGED THAT BETWEEN JUNE 30, 2017 AND MARCH 31, 2021, EMIGRANT MAINTAINED AND PROCE… | Final | $32K |
| City | State | Employees | Phone |
|---|---|---|---|
| ARLINGTON | VA | 0 | 8337848050 |