SMITH BROTHERS FINANCIAL, LLC

SMITH BROTHERS FINANCIAL, LLC of GLASTONBURY, CT is an SEC-registered investment adviser (CRD 322951). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (10)

NameRoleLocation
Smith R BrianCHIEF EXECUTIVE OFFICERAustin, TX
Andrea Elizabeth CamoinCHIEF COMPLIANCE OFFICER—
Joseph Brian SmithCHIEF EXECUTIVE OFFICER—
Timothy Howard PrewittCHIEF REVENUE OFFICER; PRESIDENT—
Stephen Robert MichaelsFINANCIAL ADVISOR; PRESIDENT—
Jeffrey GiantonioMEMBER—
CAMOIN ANDREA ELIZABETHCHIEF COMPLIANCE OFFICER—
PREWITT TIMOTHY HOWARDCHIEF REVENUE OFFICER; CHIEF REVENUE OFFICER AND CHIEF COMPLIANCE OFFICER—
MICHAELS STEPHEN ROBERTPRESIDENT—
GIANTONIO JEFFREYMEMBER—

More on this firm