PILGRIM GLOBAL ADVISORS LLC of RENO, NV is an SEC-registered investment adviser (CRD 323259). Regulatory assets under management: $884.2M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Darren John Maupin | OWNER, MANAGER | London, X0 |
| Procter James Hug Iv | MANAGER; OWNER, MANAGER | — |
| Kean Hua Chung | OWNER | — |
| Giselle Casella | CHIEF COMPLIANCE OFFICER | Reno, NV |
| Michael Dale Marietta | GENERAL COUNSEL, MANAGER | — |
| Andrew Tyson Arnedt | GENERAL COUNSEL, MANAGER | — |
| ARNEDT ANDREW TYSON | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, MANAGER | — |
| HUG JAMES | MANAGER; MANAGER, CHIEF COMPLIANCE OFFICER | — |
| CASELLA GISELLE | CHIEF COMPLIANCE OFFICER | — |
| MAUPIN DARREN JOHN | DIRECTOR; MANAGER; OWNER, MANAGER | — |
| Chung Kean Hua | NON-EXECUTIVE DIRECTOR; OWNER | — |
| Maupin Darren | DIRECTOR; MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-01-04 | civil | PLAINTIFFS ALLEGED NON-COMPLIANCE WITH SECTION 16(B) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. | Pending | — |