CRESCENT CAP NT ADVISORS, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 324139). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Performance.
| Name | Role | Location |
|---|---|---|
| Jean-Marc Chapus | MEMBER | LOS ANGELES, CA |
| Mark Louis Attanasio | MEMBER | Los Angeles, CA |
| George Pusey Hawley | GENERAL COUNSEL | — |
| Erik George Barrios | CHIEF COMPLIANCE OFFICER | — |
| Raymond Feliciano Barrios | PRESIDENT | — |
| Eric Robert Hall | CHIEF EXECUTIVE OFFICER | — |
| Kirill Bouek | CHIEF FINANCIAL OFFICER | — |
| ATTANASIO MARK LOUIS | MEMBER | — |
| CHAPUS JEAN-MARC | MEMBER | — |
| HAWLEY GEORGE PUSEY | GENERAL COUNSEL | — |
| HALL BRIAN ROBERT | CHIEF EXECUTIVE OFFICER | — |
| BARRIOS ERIK GEORGE | CHIEF COMPLIANCE OFFICER | — |
| BARRIOS RAYMOND FELICIANO | PRESIDENT | — |
| BOUEK KIRILL | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-06-30 | regulatory | THE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS. | Final | $50K |