GUARDIAN PARTNERS INC. of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 324189). Regulatory assets under management: $3.3B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Donald Yi | DIRECTOR | Toronto, A6 |
| George Mavroudis | DIRECTOR | Toronto, A6 |
| Andrew Michael Christodoulou | DIRECTOR; SHAREHOLDER | — |
| Nicholas Christodoulou | SHAREHOLDER | — |
| Stephanie Diana Christodoulou | SHAREHOLDER | — |
| Dimitris-Stavros Chryssafou-Christodoulou | SHAREHOLDER | — |
| Margo Christina Forster Pazienza | CHIEF COMPLIANCE OFFICER | — |
| Matthew Dean Turner | DIRECTOR; GENERAL COUNSEL, SECRETARY | — |
| Anthony Julian Messina | PRESIDENT; PRESIDENT, DIRECTOR | — |
| Francis Henry Mercuri | CHIEF FINANCIAL OFFICER | — |
| FORSTER PAZIENZA MARGO CHRISTINA | CHIEF COMPLIANCE OFFICER | — |
| CHRISTODOULOU ANDREW MICHAEL | SHAREHOLDER | — |
| YI DONALD | DIRECTOR | — |
| TURNER MATTHEW DEAN | DIRECTOR; GENERAL COUNSEL, SECRETARY | — |
| MESSINA ANTHONY JULIAN | PRESIDENT, DIRECTOR | — |
| MERCURI FRANCIS HENRY | CHIEF FINANCIAL OFFICER | — |
| CHRISTODOULOU NICHOLAS | SHAREHOLDER | — |
| CHRISTODOULOU STEPHANIE DIANA | SHAREHOLDER | — |
| CHRYSSAFOU-CHRISTODOULOU DIMITRIS-STAVROS | SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-09-16 | civil | CLASS ACTION CLAIMING LOSSES RELATED TO THE LIQUIDATION OF PART OF THE ASSETS INTENDED TO PRODUCE RETURNS ON TWO FUNDS IN THE MIDST OF THE 2008 FINANCIAL CRISIS (ETPP AND ETGA). IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS TRUST AS CONTRACTING PARTY AND DEP… | Pending | — |
| 2011-06-16 | civil | CLASS ACTION IN CONNECTION WITH THE LIQUIDATION OF IPS (STRATEGIC INDICES) AND IPT (TACTICAL INDICES) PRODUCTS IN THE MIDST OF THE 2008 FINANCIAL CRISIS. IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS FINANCIAL SECURITY LIFE ASSURANCE COMPANIE ("DSF") DUE TO… | Pending | — |