JEFFERIES CREDIT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 324525). Regulatory assets under management: $3.8B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Adam Klepack | GENERAL COUNSEL | New York, NY |
| John Dalton | CFO | New York, NY |
| Thomas Grenville | CCO; CHIEF COMPLIANCE OFFICER | New York, NY |
| Edmund Joseph Hess | COO | New York, NY |
| Thomas G Brady | CEO & PRESIDENT | — |
| Jason David Kennedy | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, PRESIDENT OF JCP BDC | — |
| HESS JOSEPH | COO | — |
| BRADY THOMAS G | CEO & PRESIDENT | — |
| KENNEDY JON DAVID | CHIEF INVESTMENT OFFICER | — |
| Grenville Thomas | CCO | — |
| KLEPACK ADAM | GENERAL COUNSEL | — |
| Dalton John | CFO | — |
| Ryan Schindele | CHIEF FINANCIAL OFFICER | New York, NY |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-03-31 | regulatory | IT WAS ALLEGED THAT MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY'S PRACTICES AND PROCEDURES DID NOT COMPLY WITH STATUTORY AND REGULATORY PROVISIONS: 18 DEL ADMIN. C.?1203-4.0 LIFE INSURANCE SOLICITATION DEFINITIONS; 18 DEL. ADMIN C. ?1204-5.2 DUTIES OF AGENTS AND BROKERS; 18 DEL. C. ?1204.7.1 DUTIES… | Final | $134K |
| 2022-05-26 | regulatory | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY MUST CERTIFY ANNUALLY TO THE OFFICE OF THE INSURANCE COMMISSIONER ("OIC") THE INSURANCE PRODUCERS THAT ARE SELLING, SOLICITING, OR NEGOTIATING THE COMPANY'S LONG TERM CARE ("LTC") INSURANCE PRODUCTS HAVE COMPLETED LTC EDUCATION REQUIREMENTS. THE CERTIFICAT… | Final | $10K |
| 2022-04-12 | regulatory | IN 2003, THE INSURED PURCHASED A FLEXIBLE PREMIUM ADJUSTABLE LIFE INSURANCE POLICY WITH A FACE AMOUNT OF $500,000. IT WAS ALLEGED THAT MASSMUTUAL RAISED THE PREMIUMS AND CHANGED AND CANCELLED THE POLICY WITHOUT NOTIFYING THE INSURED. THE INSURED FURTHER ALLEGED THAT THE AGENT DID NOT EXPLAIN THAT TH… | Final | $1K |
| 2022-03-27 | regulatory | ON MARCH 17, 2022, THE COMMISSIONER OF PUERTO RICO ISSUED AN ORDER AGAINST MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY STATING THATTHE FIRM HAD VIOLATED ARTICLES 11.230 AND 27.160 OF THE PUERTO INSURANCE CODE, 26 LPRA SECTIONS 1123 AND 2716 FOR WHICH ANADMINISTRATIVE FINE OF $3,000 WAS IMPOSED. MASS… | Final | $3K |
| 2017-10-03 | regulatory | THE STATE OF CONNECTICUT, INSURANCE DEPARTMENT ALLEGED THAT MASSMUTUAL VIOLATED SUBSECTIONS 38A-15 AND 38A-702M OF THE CONNECTICUTGENERAL STATUTES. | Final | $61K |
| 2013-10-17 | regulatory | HUD'S MORTGAGE REVIEW BOARD ISSUED A NOTICE OF VIOLATION AND A NOTICE OF INTENT TO SEEK CIVIL MONEY PENALTIES INFORMING MASSMUTUALOF HUD'S INTENT TO TAKE AN ADMINISTRATIVE ACTION OR IMPOSE CIVIL MONEY PENALTIES PURSUANT TO 12 U.S.C. § 1708 AND 1735F-14, AND 24 C.F.R.PARTS 25 AND 30, ON THE BASIS OF… | Final | $8K |
| 2013-03-06 | regulatory | THE DEPARTMENT CONDUCTED A MARKET CONDUCT EXAMINATION FOR THE PERIOD OF JANUARY 1, 2007 THROUGH NOVEMBER 30, 2009, FINDING THATMASSMUTUAL, C.M. LIFE, AND MML BAY STATE VIOLATED REGULATIONS RSA 408:29; RSA 409-A:5, INS 401.12, AND RSA 417:4I(H) CONCERNING CONTRACTANNUITIZATION AT MATURITY PROCEDURES… | Final | — |
| 2012-01-01 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ("DFS") COMMENCED AN INVESTIGATION FOR THE PERIOD OF 1/1/2012-5/31/2018. DURING ITSINVESTIGATION, DFS IDENTIFIED A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITYCONTRACTS IN VIOLATION OF THE DISCLO… | Final | $692K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SAGUARO LARGE CAP SELECT FUND LP | Private Equity Fund | Delaware | 1 | $350.0M | $10K |
| H-2 CREDIT FUND LP | Private Equity Fund | Cayman Islands | 1 | $200.0M | $10K |
| JCP LARGE CAP PRIVATE CREDIT INVESTMENT FUND LP | Private Equity Fund | Cayman Islands | 1 | $40.0M | $10K |