SEGANTII CAPITAL MANAGEMENT FZE of DUBAI is an SEC exempt reporting adviser (CRD 325278).
| Name | Role | Location |
|---|---|---|
| Liu Chang | DIRECTOR | San Francisco, CA |
| Simon Peter Sadler | DIRECTOR AND OWNER | — |
| Kurt Hakan Ersoy | DIRECTOR AND OWNER | — |
| Niral Harish Maru | DIRECTOR | — |
| Benjamin William Dobbs | GLOBAL HEAD OF LEGAL AND COMPLIANCE | — |
| Mihnea Dan Petru Brediceanu | DIRECTOR | — |
| SADLER SIMON PETER | DIRECTOR AND OWNER | — |
| ERSOY KURT HAKAN | DIRECTOR AND OWNER | — |
| MARU NIRAL HARISH | DIRECTOR | — |
| ZELDIN BORIS | GLOBAL HEAD OF LEGAL AND COMPLIANCE | — |
| DOBBS BENJAMIN WILLIAM | GLOBAL HEAD OF LEGAL AND COMPLIANCE | — |
| GUTTIERES PASCAL | DIRECTOR | — |
| Brediceanu Mihnea Dan Petru | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-05-02 | regulatory | ON MAY 2, 2024, THE HONG KONG SECURITIES AND FUTURES COMMISSION ("SFC") COMMENCED CRIMINAL PROCEEDINGS AGAINST SEGANTII CAPITAL MANAGEMENT LIMITED ("SEGANTII HK"), ITS DIRECTOR AND CHIEF INVESTMENT OFFICER, MR. SIMON SADLER, AND ONE OF ITS FORMER TRADERS. THE SFC HAS CHARGED SEGANTII HK, MR. SADLER… | Pending | — |
| 2023-12-27 | regulatory | ON DECEMBER 27, 2023, THE KOREAN SECURITIES AND FUTURES COMMISSION IMPOSED AN ADMINISTRATIVE FINE OF KRW 1,484,500,000 (~US $1,149,000) ON SEGANTII CAPITAL MANAGEMENT LIMITED ("SEGANTII HONG KONG") IN CONNECTION WITH CERTAIN HEDGING TRADES EXECUTED BY SEGANTII HONG KONG AFTER IT PURCHASED STOCK IN A… | Final | $1.1M |