FULLGUARDS FINANCIAL

FULLGUARDS FINANCIAL of SANTA CRUZ, CA is an SEC-registered investment adviser (CRD 325399). Regulatory assets under management: $7.4M.

Registration

• CRD: 325399
• Type: Registered investment adviser
• Location: 340 SOQUEL AVE, SANTA CRUZ, CA, 95062
• Phone: 8314259886
• Latest filing: 2026-03-30
• Regulatory AUM: $7.4M
• Discretionary AUM: $2.7M
• Non-discretionary AUM: $4.7M
• Clients: 1
• Accounts: 33

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 325399 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search