ENCAP ETF MANAGEMENT, LLC of HOUSTON, TX is an SEC exempt reporting adviser (CRD 325769).
| Name | Role | Location |
|---|---|---|
| Douglas E Swanson | MANAGER; PARTNER | Houston, TX |
| Jason Matthew Delorenzo | MANAGER; PARTNER | — |
| Robert Houston Haier | CHIEF COMPLIANCE OFFICER & SENIOR ADVISOR OF SOLE MEMBER | — |
| HAIER ROBERT HOUSTON | CHIEF COMPLIANCE OFFICER & SENIOR ADVISOR OF SOLE MEMBER | — |
| Anne Christian Kerr | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-07-10 | regulatory | ON JULY 10, 2018, THE SECURITIES AND EXCHANGE COMMISSION ("SEC"), ACTING PURSUANT TO AN OFFER BY THE REGISTRANT WHICH CONSENTED, WITHOUT ADMITTING OR DENYING THE FACTUAL ALLEGATIONS AND FINDINGS, TO THE ENTRY OF AN ORDER MAKING CERTAIN FINDINGS AND IMPOSING CERTAIN REMEDIES, INSTITUTED ADMINISTRATIV… | Final | $500K |
| 2018-07-10 | regulatory | ON JULY 10, 2018, THE SECURITIES AND EXCHANGE COMMISSION ("SEC"), ACTING PURSUANT TO AN OFFER BY AN ADVISORY AFFILIATE OF ENCAP ETF MANAGEMENT, LLC WHICH CONSENTED, WITHOUT ADMITTING OR DENYING THE FACTUAL ALLEGATIONS AND FINDINGS, TO THE ENTRY OF AN ORDER MAKING CERTAIN FINDINGS AND IMPOSING CERTAI… | Final | $500K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ENCAP ENERGY TRANSITION FUND II-E, L.P. | Venture Capital Fund | Delaware | 13 | $792.8M | — |
| ENCAP ENERGY TRANSITION FUND II-C, L.P. | Venture Capital Fund | Texas | 30 | $275.3M | — |
| ENCAP ENERGY TRANSITION FUND II-A, L.P. | Venture Capital Fund | Delaware | 57 | $255.6M | — |
| ENCAP ENERGY TRANSITION FUND II-B, L.P. | Venture Capital Fund | Delaware | 27 | $168.2M | — |