GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC

GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC of MIAMI, FL is an SEC-registered investment adviser (CRD 326890). Regulatory assets under management: $45.4M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (13)

NameRoleLocation
Rodrigo Cesar Dias MachadoMANAGING DIRECTOR, PARTNER, AND HEAD OF REAL ESTATE; MANAGING DIRECTOR, PARTNER,HEAD OF REAL ESTATE,CHIEF INVESTMENT OFFICERMiami, FL
Sergio Correa ZaniniCHIEF INVESTMENT OFFICER—
Bruno De Arruda CarvalhoMANAGING MEMBER—
Carlos Rizzo FonsecaINDIRECT OWNER OF GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA—
Guilherme Ki LeeCHIEF COMPLIANCE OFFICER AND PARTNER—
CARVALHO BRUNO DE ARRUDAMANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER—
Fonseca Carlos RizzoINDIRECT OWNER OF GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA—
VALDIVIAHERNANDEZ JAIMECHIEF OF STRATEGY AND MACROECONOMICS—
ZANINI SERGIO CORREACHIEF INVESTMENT OFFICER—
Bastos Teo De AlmeidaCHIEF OPERATING OFFICER—
LEE GUILHERME KICHIEF COMPLIANCE OFFICER AND PARTNER—
MACHADO RODRIGO CESAR DIASMANAGING DIRECTOR, PARTNER, AND HEAD OF REAL ESTATE—
Itamar PachecoCHIEF COMPLIANCE OFFICER—

Disclosures (8)

InitiatedTypeAllegationsStatusAmount
2017-07-19criminalSERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, WAS CHARGED ON JULY 19, 2017 BY THE BRAZILIAN FEDERAL PUBLIC PROSECUTOR FOR ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2008/2009 WHILE EMPLOYED BY ROYAL BANK OF CANADA RELATED TO ALLEGED BRL INTERBANK OFFSHORE DERIVATIVE SPREADS FIXING…Final—
2017-07-19criminalSERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, WAS CHARGED ON SEPTEMBER 21, 2017 BY THE BRAZILIAN FEDERAL PUBLIC PROSECUTOR FOR ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2008/2009 WHILE EMPLOYED BY ROYAL BANK OF CANADA RELATED TO ALLEGED BRL INTERBANK OFFSHORE DERIVATIVE SPREADS F…Pending—
2017-07-19criminalSERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, WAS CHARGED ON SEPTEMBER 21, 2017 BY THE BRAZILIAN FEDERAL PUBLIC PROSECUTOR FOR ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2008/2009 WHILE EMPLOYED BY ROYAL BANK OF CANADA RELATED TO ALLEGED BRL INTERBANK OFFSHORE DERIVATIVE SPREADS F…Final—
2015-07-15regulatorySERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, HAS BEEN NAMED ON JULY 1, 2015 IN AN ADMINISTRATIVE PROCEEDING BY THE BRAZILIAN ADMINISTRATIVE ANTI-COMPETITIVE AUTHORITY (CONSELHO ADMINISTRATIVO DE DEFESA ECONÔMICA - CADE) WITH REGARDS TO ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2…Pending$30K
2015-07-15regulatorySERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, WAS NAMED ON JULY 1, 2015 IN AN ADMINISTRATIVE PROCEEDING BY THE BRAZILIAN ADMINISTRATIVE ANTI-COMPETITIVE AUTHORITY (CONSELHO ADMINISTRATIVO DE DEFESA ECONOMICA - CADE) WITH REGARDS TO ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2008/2…Pending$30K
2015-07-01regulatorySERGIO ZANINI, THE CHIEF INVESTMENT OFFICER OF THE REGISTRANT, WAS NAMED ON JULY 1, 2015 IN AN ADMINISTRATIVE PROCEEDING BY THE BRAZILIAN ADMINISTRATIVE ANTI-COMPETITIVE AUTHORITY (CONSELHO ADMINISTRATIVO DE DEFESA ECONOMICA - CADE) WITH REGARDS TO ALLEGED ANTI-COMPETITIVE TRADE ACTIVITIES IN 2008/2…Pending$30K

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
GLPG HC HOLDCO LLCReal Estate FundDelaware20$22.5M$100K
GLPG MF HOLDCO LLCReal Estate FundDelaware15$16.7M$100K
GALAPAGOS THE GEORGE LPReal Estate FundDelaware2$6.3M$3.0M

Fund service providers (5)

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