LOCKWOOD WEALTH STRATEGIES, LLC

LOCKWOOD WEALTH STRATEGIES, LLC is an SEC-registered investment adviser (CRD 327781). Regulatory assets under management: $80.6M.

Registration

• CRD: 327781
• SEC file number: 801-129400
• Type: Registered investment adviser
• Phone: (346) 487-8700
• Latest filing: 2026-02-12
• Regulatory AUM: $80.6M
• Discretionary AUM: $80.6M
• Clients: 2
• Accounts: 205

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 327781 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search